This form contains 57 fields organized into 9 sections. Below is a complete list of every field, its type, and what information is expected.

Field Name Type Description
Certification
Printed Name Text
Enter the printed name of the DUA Requester or Data Custodian certifying the disposition of the data.
Signature Signature
Provide the signature of the DUA Requester or Data Custodian certifying the disposition of the data.
Date Text
Enter the date when the form is being completed and signed.
Contact Information
Email Text
Enter the email address of the DUA Requester or Data Custodian.
Phone Text
Enter the phone number of the DUA Requester or Data Custodian.
Data Type
Group1_Physical#20data RadioButton
Select this option if the data being disposed of is physical data.
Group1_Direct#20access RadioButton
Select this option if the data being disposed of is direct access data.
Disposition Details
Disposition_Row_5 Text
Enter the disposition statement for the file listed in row 5. This should detail how the file was disposed of or discontinued.
Disposition_Row_6 Text
Enter the disposition statement for the file listed in row 6. This should detail how the file was disposed of or discontinued.
Disposition_Row_7 Text
Enter the disposition statement for the file listed in row 7. This should detail how the file was disposed of or discontinued.
Disposition_Row_8 Text
Enter the disposition statement for the file listed in row 8. This should detail how the file was disposed of or discontinued.
Disposition_Row_9 Text
Enter the disposition statement for the file listed in row 9. This should detail how the file was disposed of or discontinued.
Disposition_Row_10 Text
Enter the disposition statement for the file listed in row 10. This should detail how the file was disposed of or discontinued.
Disposition_Row_11 Text
Enter the disposition statement for the file listed in row 11. This should detail how the file was disposed of or discontinued.
Disposition_Row_12 Text
Enter the disposition statement for the file listed in row 12. This should detail how the file was disposed of or discontinued.
Disposition_Row_13 Text
Enter the disposition statement for the file listed in row 13. This should detail how the data was disposed of or discontinued.
Disposition_Row_14 Text
Enter the disposition statement for the file listed in row 14. This should detail how the data was disposed of or discontinued.
Disposition Options
I am closing the entire DUA and all associated files. (Choose one option below CheckBox
Check this box if you are closing the entire DUA and all associated files.
I am only closing certain files on the DUA, but leaving the DUA open. (Complete section 2 CheckBox
Check this box if you are only closing certain files on the DUA but leaving the DUA open. Complete section 2 if this option is selected.
Other - must be preapproved by CMS CheckBox
Check this box if you have another disposition option that has been preapproved by CMS.
Other – Must be preapproved by CMS. Provide preapproved language below Text
Provide the preapproved language for the other disposition option.
File Disposition
Disposition_Row_1 Text
Enter the disposition statement for the first file listed.
File(s)_Row_1 Text
Enter the name of the first file being disposed of.
Year(s)_Row_1 Text
Enter the year(s) associated with the first file being disposed of.
Disposition_Row_2 Text
Enter the disposition statement for the second file listed.
File(s)_Row_2 Text
Enter the name of the second file being disposed of.
Year(s)_Row_2 Text
Enter the year(s) associated with the second file being disposed of.
Disposition_Row_3 Text
Enter the disposition statement for the third file listed.
File(s)_Row_3 Text
Enter the name of the third file being disposed of.
Year(s)_Row_3 Text
Enter the year(s) associated with the third file being disposed of.
Disposition_Row_4 Text
Enter the disposition statement for the fourth file listed.
File(s)_Row_4 Text
Enter the name of the fourth file being disposed of.
Year(s)_Row_4 Text
Enter the year(s) associated with the fourth file being disposed of.
File Information
File(s)_Row_5 Text
Enter the name or identifier of the file being disposed of or discontinued in row 5.
Year(s)_Row_5 Text
Enter the year(s) associated with the file listed in row 5.
File(s)_Row_6 Text
Enter the name or identifier of the file being disposed of or discontinued in row 6.
Year(s)_Row_6 Text
Enter the year(s) associated with the file listed in row 6.
File(s)_Row_7 Text
Enter the name or identifier of the file being disposed of or discontinued in row 7.
Year(s)_Row_7 Text
Enter the year(s) associated with the file listed in row 7.
File(s)_Row_8 Text
Enter the name or identifier of the file being disposed of or discontinued in row 8.
Year(s)_Row_8 Text
Enter the year(s) associated with the file listed in row 8.
File(s)_Row_9 Text
Enter the name or identifier of the file being disposed of or discontinued in row 9.
Year(s)_Row_9 Text
Enter the year(s) associated with the file listed in row 9.
File(s)_Row_10 Text
Enter the name or identifier of the file being disposed of or discontinued in row 10.
Year(s)_Row_10 Text
Enter the year(s) associated with the file listed in row 10.
File(s)_Row_11 Text
Enter the name or identifier of the file being disposed of or discontinued in row 11.
Year(s)_Row_11 Text
Enter the year(s) associated with the file listed in row 11.
File(s)_Row_12 Text
Enter the name or identifier of the file being disposed of or discontinued in row 12.
Year(s)_Row_12 Text
Enter the year(s) associated with the file listed in row 12.
File(s)_Row_13 Text
Enter the name(s) of the file(s) being disposed of or discontinued in row 13.
Year(s)_Row_13 Text
Enter the year(s) associated with the file(s) listed in row 13.
File(s)_Row_14 Text
Enter the name(s) of the file(s) being disposed of or discontinued in row 14.
Year(s)_Row_14 Text
Enter the year(s) associated with the file(s) listed in row 14.
Requester Information
Requester Text
Enter the name of the person requesting the closure or disposition of the CMS data.
Requesting Organization Text
Enter the name of the organization requesting the closure or disposition of the CMS data.
Study Information
Study Title Text
Enter the title of the study associated with the CMS data.
DUA Number Text
Enter the Data Use Agreement (DUA) number associated with the CMS data.