Fidelity Advisor Trading Authorization and Indemnification Completed Form Examples and Samples
Explore clear, filled-out samples and examples of the Fidelity Advisor Trading Authorization and Indemnification form. Our guide helps you understand how to correctly complete each section, from account details to advisor authorization, ensuring your form is accurate.
Fidelity Advisor Trading Authorization and Indemnification Example
How this form was filled:
This example shows how to complete the Fidelity Advisor Trading Authorization form for an individual account. It details the account owner's information, the specific Fidelity account number, the financial advisor's details, and grants discretionary trading authority. The form is properly signed and dated by both the account owner and the authorized advisor.
Information used to fill out the document:
- Account Owner Full Name: Jane A. Smith
- Fidelity Account Number: Z12-345678
- Account Registration Type: Individual
- Account Owner Address: 456 Oak Avenue, Anytown, USA 12345
- Account Owner Phone: (555) 123-4567
- Account Owner Email: [email protected]
- Authorized Advisor Name: Michael T. Johnson
- Advisor's Firm Name: WealthGrowth Advisors
- Advisor's CRD Number: 123456
- Advisor's Address: 789 Pine Street, Financial City, USA 67890
- Authorization Level: Discretionary Trading Authority
- Specific Authorizations: Stocks, Bonds, ETFs, Mutual Funds
- Account Owner Signature: Jane A. Smith
- Advisor Signature: Michael T. Johnson
- Date of Signing: 10/26/2026
What this filled form sample shows:
- Clearly specified account owner and Fidelity account number to prevent ambiguity.
- Complete and accurate information for the authorized financial advisor and their firm, including the CRD number.
- Explicit selection of Discretionary Trading Authority, granting the advisor permission to trade without prior consent for each transaction.
- Properly executed signatures and date from both the account owner and the advisor, formalizing the agreement.
Form specifications and details:
| Form Name: | Fidelity Advisor Trading Authorization and Indemnification |
| Form Number: | FDE-TRDAUTH (Sample Number) |
| Use Case: | An individual account owner granting discretionary trading authority to their registered financial advisor. |
| Account Type: | Non-Retirement Brokerage Account (Individual) |
Created: February 25, 2026 06:45 PM
