HTK Investment Advisory Agreement for Selection of Third Party Investment Advisory Services Completed Form Examples and Samples

Consultation Summary: Meeting Date: 03/15/2026. Participants: Sarah Jenkins and her spouse, Michael Jenkins, met with our primary representative, Marcus Thorne, to discuss third-party money manager integration for their portfolio. During the meeting, we reviewed the HTK Advisory Services Brochure and finalized the selection of our preferred asset managers. Sarah and Michael officially signed the agreement in our office on March 15, 2026. Marcus Thorne signed on behalf of the firm that same day, noting that the account will be co-managed by his team members, Elena Rodriguez and David Sterling, who also signed the document to finalize the authorization process. The team provided their signatures on 03/15/2026. The meeting concluded at 2:00 PM after confirming that all ERISA requirements for their retirement plan accounts were fully understood. All parties confirmed their agreement to the arbitration clause and the transfer of records to the Horsham office. We discussed potential market volatility but concluded that the current strategy remains appropriate for the family's long-term objectives. The paperwork is now ready for filing with the back office support staff to ensure immediate account activation.