How to Transfer Assets from Morgan Stanley to Fidelity Investments (Fidelity Stock Plan Services Guide) Completed Form Examples and Samples
View a filled example of the Fidelity Stock Plan Services asset transfer form for moving shares from Morgan Stanley to Fidelity Investments. Our sample shows exactly how to complete every field — including account numbers, DTC codes, transfer type, share details, and Medallion Signature Guarantee — so you can submit your transfer request correctly the first time.
Fidelity Stock Plan Services – Transfer Assets from Morgan Stanley Example
How this form was filled:
This example shows a fully completed Fidelity Stock Plan Services asset transfer request for moving company stock shares and vested RSUs from a Morgan Stanley brokerage account to a Fidelity Stock Plan account. The participant's personal information, delivering firm details, account numbers, and transfer instructions are all filled in correctly, demonstrating a standard in-kind transfer of equity compensation assets.
Information used to fill out the document:
- Participant Full Name: Sarah L. Thompson
- Social Security Number (SSN): XXX-XX-4782
- Date of Birth: 03/14/1985
- Employer / Plan Sponsor Name: NovaTech Solutions Inc.
- Fidelity Stock Plan Account Number: Z48-293015
- Delivering Firm Name: Morgan Stanley Smith Barney LLC
- Delivering Firm DTC Number: 0015
- Morgan Stanley Account Number: 831-274650-1
- Morgan Stanley Account Title: Sarah L. Thompson
- Transfer Type: Full In-Kind Transfer
- Asset / Security Name: NovaTech Solutions Inc. Common Stock
- Ticker Symbol: NVTS
- Number of Shares to Transfer: 350
- Share Type: Vested RSU Shares
- Medallion Signature Guarantee: Provided by First National Bank, Branch #042
- Participant Signature: Sarah L. Thompson
- Date Signed: 02/10/2026
- Mailing Address: 4821 Cedarwood Drive, Austin, TX 78745
- Phone Number: 512-555-0194
- Email Address: [email protected]
What this filled form sample shows:
- Correctly identified delivering firm (Morgan Stanley Smith Barney LLC) with accurate DTC number (0015)
- Properly entered Fidelity Stock Plan account number and matching Morgan Stanley account number
- Full in-kind transfer of 350 vested RSU shares of NVTS common stock selected
- Required Medallion Signature Guarantee obtained from a qualifying financial institution
- Participant's personal information, SSN, date of birth, and employer details accurately completed
- Proper authorization signature and date (February 2026) provided to validate the transfer request
Form specifications and details:
| Use Case: | Employee transferring vested RSU shares from a Morgan Stanley workplace brokerage account to Fidelity Stock Plan Services |
| Transfer Direction: | Morgan Stanley → Fidelity Investments (Stock Plan Services) |
| Transfer Method: | ACATS (Automated Customer Account Transfer Service) – In-Kind |
| Asset Type: | Employer common stock (vested RSU shares) |
| Transfer Scope: | Full account transfer |
| Medallion Signature Guarantee Required: | Yes |
| Form Type: | Fidelity Stock Plan Services – Brokerage Account Transfer Form |
| Processing Time: | Typically 5–10 business days after receipt of completed form |
| Who Should Use This: | Employees with equity compensation (RSUs, ESPPs, stock options) held at Morgan Stanley who wish to consolidate at Fidelity |
| Key Requirement: | Account title at Morgan Stanley must match the Fidelity Stock Plan account holder name exactly |
Created: February 24, 2026 04:02 AM
