Compliance ARSMT-CD-095155-25
Validation Checks by Instafill.ai
1
Ensures Member Date of Birth is a Valid Date in the Past
This check verifies that the Member Date of Birth field contains a properly formatted date (MM/DD/YYYY) and that the date falls in the past, not in the future. Since this is an ABA authorization request typically for pediatric members with Autism diagnoses, the date should also reflect a plausible age range for ABA therapy recipients. If this validation fails, the form cannot be processed as the member's identity and eligibility cannot be confirmed.
2
Ensures Provider and BCBA NPI Numbers are Valid 10-Digit Identifiers
This check validates that all National Provider Identifier (NPI) fields — for the Provider/Agency, BCBA, and PCP — contain exactly 10 numeric digits, conforming to the CMS NPI format standard. NPI numbers are critical for billing and credentialing verification within the Medicaid system, and an invalid NPI will result in claim rejection or inability to verify provider participation. If any NPI field contains non-numeric characters, fewer or more than 10 digits, or is left blank, the submission should be flagged for correction.
3
Ensures Tax ID Fields are Properly Formatted for Provider, BCBA, and PCP
This check verifies that all Tax Identification Number (Tax ID) fields for the Provider/Agency, BCBA provider, and PCP are formatted as a valid 9-digit Employer Identification Number (EIN) in the format XX-XXXXXXX. Tax IDs are required for Medicaid reimbursement processing and provider verification, and an incorrectly formatted or missing Tax ID will prevent payment and authorization processing. The validation should reject entries that contain letters, special characters other than a hyphen, or an incorrect digit count.
4
Ensures Authorization Date Range Does Not Exceed 180-Day Maximum
This check confirms that the difference between the Start Date and End Date for each requested service code (97151, 97153, 97155, 97156) does not exceed 180 days, as specified in the form's authorization policy. The form explicitly states that care providers may request a review for up to 180 days, which equals a six-month authorization period. If any service row's date range exceeds this limit, the request must be flagged, as it falls outside the allowable authorization window and will be denied.
5
Ensures Service Authorization Start Date is Not in the Past
This check validates that the Start Date entered for each requested service code is not a date that has already passed at the time of submission, ensuring the authorization request is prospective and actionable. Submitting a prior authorization with a start date in the past may indicate a retroactive request, which typically requires separate handling under Medicaid guidelines. If a start date is found to be in the past, the submission should be flagged with a warning prompting the submitter to confirm or correct the date.
6
Ensures Total Units Requested is Mathematically Consistent with Weekly Units and Date Range
This check verifies that the Total Units Requested field for each service code is consistent with the Units Requested Per Week multiplied by the number of weeks in the authorization period defined by the Start and End Dates. Inconsistencies between these values suggest data entry errors that could result in over- or under-authorization of services, leading to billing discrepancies or member care gaps. If the calculated total does not match the entered total, the form should be flagged and the submitter prompted to reconcile the values.
7
Ensures Treatment Plan Date is Within 30 Days of the Requested Service Start Date
This check validates that the Treatment Plan referenced in the assessment and treatment section is dated within 30 days of the start date entered in the service authorization table, as explicitly required by the form instructions. An outdated treatment plan may indicate that the clinical information is no longer current, which could result in denial of the authorization request. If the treatment plan date falls outside this 30-day window, the submission should be flagged with a message directing the provider to update the treatment plan before resubmitting.
8
Ensures Non-Participating Provider and Fee Schedule Acceptance Checkboxes are Logically Consistent
This check verifies that if the 'Non-participating Provider: Yes' checkbox is selected, the submitter has also made a selection for the 'Fee Schedule Acceptance' question (Yes or No), since this question is only relevant for non-participating providers. Additionally, if 'Non-participating Provider: No' is selected, the fee schedule acceptance question should either be left blank or flagged as not applicable to avoid confusion. Failure to complete this logical pairing may result in processing delays or misrouting of the authorization request.
9
Ensures Permission Request and Treatment Plan Discussion Checkboxes Have Rationale When 'No' is Selected
This check confirms that if either the 'Permission Request: No' or 'Treatment Plan Discussion: No' checkbox is selected, the corresponding rationale text field is populated with a non-empty explanation. These fields are required by the form when consent or discussion did not occur, as they provide the clinical or legal justification necessary for Medicaid compliance. If a 'No' box is checked but the rationale field is left blank, the submission should be blocked until a rationale is provided.
10
Ensures All Phone and Fax Number Fields Contain Valid 10-Digit US Phone Numbers
This check validates that all phone and fax number fields — including Caregiver Phone, Provider Phone, Provider Fax, BCBA Phone, PCP Phone, and PCP Fax — contain a valid 10-digit US telephone number, formatted as (XXX) XXX-XXXX or XXX-XXX-XXXX. Invalid or incomplete phone numbers will prevent Summit Community Care from contacting providers or caregivers for follow-up, potentially delaying or denying the authorization. Entries containing letters, fewer than 10 digits, or invalid area codes should be flagged for correction.
11
Ensures ZIP Code Fields Contain Valid 5-Digit or ZIP+4 Format
This check verifies that all ZIP code fields — for the member, provider, BCBA provider, and PCP — contain either a valid 5-digit ZIP code or a ZIP+4 code in the format XXXXX-XXXX. Accurate ZIP codes are necessary for geographic eligibility verification, provider network determination, and correspondence routing within the Arkansas Medicaid system. ZIP code fields containing letters, special characters, or fewer than 5 digits should be flagged as invalid.
12
Ensures DSM-V Diagnosis is Consistent with ABA Therapy Eligibility Requirements
This check verifies that the DSM-V Diagnosis field contains a diagnosis code or description consistent with Autism Spectrum Disorder (ASD), as ABA therapy authorization under Arkansas Medicaid is specifically indicated for ASD diagnoses. The diagnosis entered in the DSM-V field should also be consistent with the diagnosis listed in the Diagnosis field in the member identification section. If the diagnoses are inconsistent or the DSM-V diagnosis does not reflect an ASD-related condition, the submission should be flagged for clinical review before processing.
13
Ensures Provider Signature and Signature Date are Both Present
This check confirms that both the Provider Signature field and the Signature Date field are completed before the form is submitted, as an unsigned or undated authorization request is not legally valid for Medicaid processing. The Signature Date should also be a valid calendar date that is on or before the submission date, ensuring the provider attested to the information at the time of or prior to submission. If either field is missing, the form should be blocked from submission with a clear error message directing the provider to complete the signature section.
14
Ensures at Least One Predominant Service Location Checkbox is Selected
This check verifies that at least one of the service location checkboxes — Home, Clinic, School, or Other — is selected in the 'Predominant location where services will take place' section. The service location is a required clinical detail that informs the authorization decision and care coordination planning. If no location is selected, or if 'Other' is selected but the specification field is left blank, the submission should be flagged as incomplete and the provider prompted to provide this information.
15
Ensures Medication Entries Include Dosage and Frequency When a Medication Name is Provided
This check validates that for each medication row where a medication name has been entered, the corresponding Dosage and Frequency fields are also populated. Incomplete medication information can create clinical safety risks and may result in the authorization reviewer lacking sufficient information to assess potential behavioral impacts of current medications. Any medication row with a name but missing dosage or frequency should be flagged, and the provider should be prompted to complete all three fields for each medication listed.
16
Ensures Behavior Reduction Plan Includes Baseline Frequency, Duration, Latency, and Intensity
This check verifies that the Behavior Reduction Plan field contains substantive content addressing all four required behavioral dimensions: baseline frequency, duration, latency, and intensity of problem behaviors, as explicitly required by the form instructions. These four components are essential for clinical reviewers to assess the severity of the member's behaviors and the appropriateness of the requested ABA therapy hours. If the field is blank or contains only generic text without reference to these specific dimensions, the submission should be flagged for clinical documentation deficiency.