Rule 12.36—Form 4: Physician or Mental Health Professional’s Report of Examination Instructions
This form contains 126 fields organized into 28 sections. Below is a complete list of every field, its type, and what information is expected.
| Field Name | Type | Description |
|---|---|---|
| Assisting Mental Health Professional | ||
| Qualified mental health professional assisted (Yes) | Radiobutton |
Check this box if a qualified mental health professional assisted with this examination.
|
| Qualified mental health professional assisted (No) | Radiobutton |
Check this box if no qualified mental health professional assisted with this examination.
|
| Assisting Mental Health Professional Name | Text |
Enter the full name of the qualified mental health professional who assisted with the examination. Fill only if 'Qualified mental health professional assisted (Yes)' is 'Yes'.
Depends on:
Qualified mental health professional assisted (Yes)
|
| Business Name | Text |
Enter the business or organization name for the assisting mental health professional. Fill only if 'Qualified mental health professional assisted (Yes)' is 'Yes'.
Depends on:
Qualified mental health professional assisted (Yes)
|
| Business Street Address | Text |
Enter the street address for the assisting mental health professional's business or practice location. Fill only if 'Qualified mental health professional assisted (Yes)' is 'Yes'.
Depends on:
Qualified mental health professional assisted (Yes)
|
| Business City | Text |
Enter the city for the assisting mental health professional's business or practice address. Fill only if 'Qualified mental health professional assisted (Yes)' is 'Yes'.
Depends on:
Qualified mental health professional assisted (Yes)
|
| Business State | Text |
Enter the state for the assisting mental health professional's business or practice address. Fill only if 'Qualified mental health professional assisted (Yes)' is 'Yes'.
Depends on:
Qualified mental health professional assisted (Yes)
|
| Business ZIP Code | Text |
Enter the ZIP code for the assisting mental health professional's business or practice address. Fill only if 'Qualified mental health professional assisted (Yes)' is 'Yes'.
Depends on:
Qualified mental health professional assisted (Yes)
|
| Date and Time of Examination | ||
| Examination Date - Month | Text |
Enter the month in which the examination took place.
|
| Examination Date - Day | Text |
Enter the day of the month on which the examination took place.
|
| Examination Date - Year | Text |
Enter the year in which the examination took place.
|
| Examination Time - Hour | Text |
Enter the hour when the examination occurred.
|
| Examination Time - Minutes | Text |
Enter the minutes portion of the time when the examination occurred.
|
| a.m. | Radiobutton |
Check this box if the examination time entered occurred in the morning (a.m.).
|
| p.m. | Radiobutton |
Check this box if the examination time entered occurred in the afternoon or evening (p.m.).
|
| Email Addresses | ||
| Email Address | Text |
Enter the primary email address for the physician or mental health professional.
|
| Additional Email Address | Text |
Enter an additional email address for the physician or mental health professional, if applicable.
|
| Examination Under Iowa Code 229.10 | ||
| Yes | Radiobutton |
Check this box if this is an examination under Iowa Code section 229.10.
|
| No | Radiobutton |
Check this box if this is not an examination under Iowa Code section 229.10.
|
| Facility and Mailing Address | ||
| Facility name | Text |
Enter the name of the facility where the physician or mental health professional is associated for this report.
|
| Mailing address city | Text |
Enter the city for the facility's mailing address.
|
| Mailing address state | Text |
Enter the state for the facility's mailing address.
|
| Mailing address ZIP code | Text |
Enter the ZIP code for the facility's mailing address.
|
| General | ||
| Click this button to save this form with the information you entered. This button will not print | Button | |
| Click this button to print this form with the information you entered. This button will not print | Button | |
| Click this button to clear the entire form. This button will not print | Button | |
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| Nearest Relative Contact | ||
| Nearest Relative Name | Text |
Enter the nearest relative's full name (first and last).
|
| Nearest Relative Relationship | Text |
Enter the nearest relative's relationship to the respondent (e.g., spouse, parent, sibling).
|
| Nearest Relative Street Address | Text |
Enter the nearest relative's street address.
|
| Nearest Relative City | Text |
Enter the city of the nearest relative's address.
|
| Nearest Relative State | Text |
Enter the state of the nearest relative's address.
|
| Nearest Relative ZIP Code | Text |
Enter the ZIP code for the nearest relative's address.
|
| Phone Number | ||
| Phone Number Area Code | Text |
Enter the area code for the physician or mental health professional's phone number.
|
| Phone Number | Text |
Enter the remaining digits of the physician or mental health professional's phone number.
|
| Physician/Mental Health Professional Name and Title | ||
| Physician/Mental Health Professional Printed Name | Text |
Enter the printed full name of the physician or mental health professional completing this report.
|
| Physician/Mental Health Professional Title | Text |
Enter the professional title/credentials of the physician or mental health professional (e.g., MD, DO, PhD, LCSW).
|
| Physician/Mental Health Professional Signature | ||
| Signature | Text |
Enter the physician or mental health professional’s signature to certify the report.
|
| Question 10 - Unable to Satisfy Basic Needs | ||
| Yes | Radiobutton |
Check this box if, in your judgment, the Respondent is unable to satisfy basic needs (nourishment, clothing, essential medical care, or shelter) such that physical injury, debilitation, or death is likely.
|
| No | Radiobutton |
Check this box if, in your judgment, the Respondent is not unable to satisfy basic needs to the extent that physical injury, debilitation, or death is likely.
|
| Basis for Opinion (Unable to Satisfy Basic Needs) | Text |
Describe the facts and observations supporting your opinion that the respondent is unable to satisfy needs for nourishment, clothing, essential medical care, or shelter such that physical injury, debilitation, or death is likely. Fill only if 'Yes' is 'Yes'.
Depends on:
Yes
|
| Additional pages attached | Checkbox |
Check this box if you have attached additional pages providing the basis for your answer to Question 10.
|
| Question 11 - Prior Noncompliance History | ||
| Yes | Radiobutton |
Check this box if the respondent has a prior history of noncompliance with treatment that significantly contributed to the need for emergency hospitalization or resulted in/attempted serious physical injury to self or others.
|
| No | Radiobutton |
Check this box if the respondent does not have a prior history of noncompliance with treatment that significantly contributed to the need for emergency hospitalization or resulted in/attempted serious physical injury to self or others.
|
| Basis for Prior Noncompliance History | Text |
Provide the explanation and supporting facts for whether the respondent has a prior history of noncompliance with treatment that contributed to emergency hospitalization or resulted in (or attempted) serious physical injury. Fill only if 'Yes' is 'Yes'.
Depends on:
Yes
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages to provide more information for Question 11.
|
| Question 12 - Outpatient Evaluation Basis | ||
| Yes | Radiobutton |
Check this box if, in your judgment, the Respondent can be evaluated on an outpatient basis.
|
| No | Radiobutton |
Check this box if, in your judgment, the Respondent cannot be evaluated on an outpatient basis.
|
| Outpatient Evaluation Basis | Text |
Provide the basis and supporting facts explaining whether the respondent can be evaluated on an outpatient basis.
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages to provide more information for Question 12.
|
| Question 13 - Can Be Released to Custody | ||
| Yes | Radiobutton |
Check this box if the Respondent can, without danger to self or others, be released to the custody of a relative or friend during the course of evaluation.
|
| No | Radiobutton |
Check this box if the Respondent cannot, without danger to self or others, be released to the custody of a relative or friend during the course of evaluation.
|
| Basis for Release to Custody Determination | Text |
Provide the facts and clinical basis supporting whether the respondent can be released to the custody of a relative or friend without danger to self or others during the course of evaluation.
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages for Question 13.
|
| Question 14 - Full-time Hospitalization Necessary | ||
| Yes | Radiobutton |
Check this box if, in your judgment, full-time hospitalization is necessary for the respondent’s evaluation.
|
| No | Radiobutton |
Check this box if, in your judgment, full-time hospitalization is not necessary for the respondent’s evaluation.
|
| Question 15 - Prior Physical/Mental Illness History | ||
| Yes | Radiobutton |
Check this box if the Respondent has a prior history of other physical or mental illness.
|
| No | Radiobutton |
Check this box if the Respondent does not have a prior history of other physical or mental illness.
|
| Prior Illness History Details | Text |
Describe any prior physical or mental illnesses the respondent has had, including relevant details as requested in Question 15. Fill only if 'Yes' is 'Yes'.
Depends on:
Yes
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages to provide more information for Question 15.
|
| Question 16 - Medicated at Time of Examination | ||
| Yes | Radiobutton |
Check this box if the Respondent was medicated at the time of examination.
|
| No | Radiobutton |
Check this box if the Respondent was not medicated at the time of examination.
|
| Medication details at time of examination | Text |
Enter the name(s) of any medication the respondent had been given at the time of examination, including the dosage, the approximate date and time administered, and the probable effects on the respondent. Fill only if 'Yes' is 'Yes'.
Depends on:
Yes
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages with medication details for Question 16.
|
| Question 5 - Seriously Mentally Ill Determination | ||
| Yes (Respondent mentally ill) | Radiobutton |
Check this box if, in your judgment, the Respondent is mentally ill.
|
| No (Respondent not mentally ill) | Radiobutton |
Check this box if, in your judgment, the Respondent is not mentally ill.
|
| Mental Illness Determination Explanation | Text |
Provide your determination of whether the respondent is mentally ill, including the diagnosis and supporting facts such as symptoms and overt acts. Fill only if 'Yes (Respondent mentally ill)' is 'Yes'.
Depends on:
Yes (Respondent mentally ill)
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages to provide more information for this report.
|
| Question 6 - Treatable and Benefit from Treatment | ||
| Yes | Radiobutton |
Check this box if, in your judgment, the Respondent is treatable and likely to benefit from treatment.
|
| No | Radiobutton |
Check this box if, in your judgment, the Respondent is not treatable or is not likely to benefit from treatment.
|
| Treatment Recommendations and Basis | Text |
Provide the recommendations for treatment and the basis/reasons supporting why the respondent is treatable and likely to benefit from treatment. Fill only if 'Yes' is 'Yes'.
Depends on:
Yes
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages with recommendations and/or the basis for your recommendations for Question 6.
|
| Question 7 - Capable of Responsible Decisions | ||
| Yes | Radiobutton |
Check this box if, in your judgment, the Respondent is capable of making responsible decisions regarding hospitalization or treatment.
|
| No | Radiobutton |
Check this box if, in your judgment, the Respondent is not capable of making responsible decisions regarding hospitalization or treatment.
|
| Basis for Decision-Making Capacity Determination | Text |
Provide the explanation and supporting facts for your judgment about whether the respondent is capable of making responsible decisions regarding hospitalization or treatment. Fill only if 'No' is 'Yes'.
Depends on:
No
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages to provide more information for Question 7.
|
| Question 8 - Likely Physical Injury if at Liberty | ||
| Yes | Radiobutton |
Check this box if, in your judgment, the Respondent is likely to physically injure self or others if allowed to remain at liberty without treatment.
|
| No | Radiobutton |
Check this box if, in your judgment, the Respondent is not likely to physically injure self or others if allowed to remain at liberty without treatment.
|
| Recent Overt Acts and Supporting Facts | Text |
Describe the recent overt acts by the respondent that lead you to conclude the respondent is likely to physically injure self or others if allowed to remain at liberty without treatment, including approximate dates and any other relevant facts. Fill only if 'Yes' is 'Yes'.
Depends on:
Yes
|
| Attached additional pages | Checkbox |
Check this box if you have attached additional pages to provide more information for Question 8.
|
| Question 9 - Likely Serious Emotional Injury to Others | ||
| Yes | Radiobutton |
Check this box if, in your judgment, the Respondent is likely to inflict serious emotional injury on those unable to avoid contact if allowed to remain at liberty without treatment.
|
| No | Radiobutton |
Check this box if, in your judgment, the Respondent is not likely to inflict serious emotional injury on those unable to avoid contact if allowed to remain at liberty without treatment.
|
| Basis for Serious Emotional Injury Risk | Text |
Describe the recent overt acts by the respondent and other relevant facts that support your conclusion that the respondent is likely to inflict serious emotional injury on people unable to avoid contact if allowed to remain at liberty without treatment. Fill only if 'Yes' is 'Yes'.
Depends on:
Yes
|
| Additional pages attached | Checkbox |
Check this box if you have attached additional pages to provide more information for Question 9.
|
| Respondent Additional Details | ||
| Respondent Occupation | Text |
Enter the respondent’s current or most recent occupation or job title.
|
| Respondent Marital Status | Text |
Enter the respondent’s current marital status (for example, single, married, divorced, separated, or widowed).
|
| Number of Children | Text |
Enter the total number of the respondent’s children.
|
| Children Names (Line 1) | Text |
Enter the names of the respondent’s children.
|
| Children Names (Line 2) | Text |
Enter any additional children’s names that did not fit on the line above.
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| Respondent Address | ||
| Street Address | Text |
Enter the respondent’s street address (including apartment or unit number, if applicable).
|
| City | Text |
Enter the city for the respondent’s address.
|
| State | Text |
Enter the state for the respondent’s address.
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| ZIP Code | Text |
Enter the ZIP code for the respondent’s address.
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| Respondent Identity | ||
| Respondent Full Name | Text |
Enter the respondent’s full legal name (first, middle, last).
|
| Respondent Birth Month | Text |
Enter the month of the respondent’s date of birth.
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| Respondent Birth Day | Text |
Enter the day of the month on which the respondent was born.
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| Respondent Birth Year | Text |
Enter the year the respondent was born.
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| Respondent Place of Birth | Text |
Enter the respondent’s place of birth (e.g., city and state/country).
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| Respondent Sex | Text |
Enter the respondent’s sex.
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| Respondent Name (In the Matter of) | ||
| Respondent Full Name | Text |
Enter the respondent’s full legal name (first, middle, last) for the case caption.
|
| Rule 12.36—Form 4: Physician or Mental Health Professional’s Report of Examination | ||
| County | Text |
Enter the name of the Iowa county where this report is filed.
|
| Case Number | Text |
Enter the court case number assigned to this matter.
|
| Signature Date (Month/Day/Year) | ||
| Signature Date Month | Text |
Enter the month in which the physician or mental health professional signed the form.
|
| Signature Date Day | Text |
Enter the day of the month on which the physician or mental health professional signed the form.
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| Signature Date Year | Text |
Enter the year in which the physician or mental health professional signed the form.
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