Schwab One® Account Application for Personal Accounts Instructions

Enter the Charles Schwab internal account number assigned for this Schwab One account application.

Check this box if you are a U.S. citizen.

Check this box if you are not a U.S. citizen and need to specify another country of citizenship.

Enter the name of the country where you hold citizenship if it is not the USA. Fill only if the 'Country(ies) of Citizenship' is 'Other'.

Check this box when the account is to be registered as a custodial account under Section 12 for a minor and then complete the “Under Laws of (State)” and “Age of Termination” fields.

Enter the U.S. state whose laws will govern this custodial account. Fill only if the 'Registration Type' is 'Custodial'.

Enter the age at which the custodial account will terminate under state law. Fill only if the 'Registration Type' is 'Custodial'.

Check this box if you are currently employed by an employer.

Check this box if you are currently self-employed or own your own business.

Check this box if you are retired from employment.

Check this box if you are a homemaker and not engaged in outside employment.

Check this box if you are currently a student.

Check this box if you are not currently employed in any capacity.

Check this box if you are registering the account as an estate.

Enter the legal name of the estate as it will appear on the account registration. Fill only if the 'Estate' checkbox is 'Yes'.

Enter the first name of the decedent whose estate is being opened. Fill only if the 'Estate' checkbox is 'Yes'.

Enter the middle name of the decedent whose estate is being opened. Fill only if the 'Estate' checkbox is 'Yes'.

Enter the last name (surname) of the decedent whose estate is being opened. Fill only if the 'Estate' checkbox is 'Yes'.

Enter the decedent’s nine-digit Social Security Number. Fill only if the 'Estate' checkbox is 'Yes'.

Enter the tax identification number (EIN) assigned to the estate. Fill only if the 'Estate' checkbox is 'Yes'.

Enter the alphanumeric number on your selected government-issued ID document (passport, driver’s license, or other government ID).

Provide the country that issued your selected government ID document.

Provide the U.S. state or province that issued your selected government ID document, if applicable.

Enter the date your selected government ID document was issued in mm/dd/yyyy format.

Enter the expiration date of your selected government ID document in mm/dd/yyyy format.

Check this box when you are submitting a passport as your form of government-issued identification.

Check this box when you are submitting a driver’s license as your form of government-issued identification.

Check this box when you are submitting another form of government-issued identification other than a passport or driver’s license.

Provide the full legal name of the Investment Advisor firm in printed format.

Provide your firm’s IA master account number as assigned by Charles Schwab.

Indicate the name or code of the Schwab service team responsible for servicing this IA account.

Enter the name of the primary Investment Advisor contact for any required follow-up communications.

Provide the telephone number of the Investment Advisor firm or its designated contact.

Enter the email address for the Investment Advisor firm or its designated contact for correspondence.

Check if your firm (or a principal, employee, or related person of the firm) is an owner, executor, guardian, conservator, or custodian of this account.

Check if your firm (or a principal, employee, or related person of the firm) is not an owner, executor, guardian, conservator, or custodian of this account.

Check if this account is intended to hold assets belonging to persons or entities other than your firm, your firm employees, yourself, or relatives of you or your firm members. Fill only if the 'Firm is an owner, executor, guardian, conservator or custodian of this account – Yes' is Yes.

Check if this account is not intended to hold assets belonging to persons or entities other than your firm, your firm employees, yourself, or relatives of you or your firm members. Fill only if the 'Firm is an owner, executor, guardian, conservator or custodian of this account – Yes' is Yes.

Check this box if your country of legal residence is the United States.

Check this box if your country of legal residence is other than the United States.

Enter the name of your country of legal residence if you did not select USA. Fill only if the 'Country of Legal Residence – Other' checkbox is 'Yes'.

Enter the primary account holder’s email address (leave blank for minors).

Enter the primary account holder’s mother’s maiden name for identity verification.

Enter the primary account holder’s legal home street address (no P.O. boxes).

Enter the city for the primary account holder’s home address.

Enter the state or province for the primary account holder’s home address.

Enter the ZIP or postal code for the primary account holder’s home address.

Enter the country for the primary account holder’s home or legal address.

Enter the primary account holder’s Social Security number or tax identification number.

Enter the primary account holder’s date of birth in mm/dd/yyyy format.

Enter the primary account holder’s preferred name or alias, if applicable.

Provide the primary account holder’s mailing street address or P.O. box where correspondence should be sent.

Provide the city of the primary account holder’s mailing address.

Provide the state or province of the primary account holder’s mailing address.

Provide the ZIP or postal code of the primary account holder’s mailing address.

Provide the country of the primary account holder’s mailing address.

Enter the first name of the primary account holder.

Enter the middle name or initial of the primary account holder.

Enter the last name (surname) of the primary account holder.

Enter the suffix (e.g., Jr., Sr., III) of the primary account holder, if applicable.

Enter the primary account holder’s telephone number, including area code.

Enter the primary account holder’s mobile phone number, including area code.

Enter the primary account holder’s work phone number, including area code.

Enter the extension for the primary account holder’s work phone number. Fill only if the 'Work Number' is provided.

Check this box if the account will be registered as an Individual.

Check this box if the account will be registered as Joint Tenants with Rights of Survivorship.

Check this box if the account will be registered as Tenants in Common.

Check this box if the account will be registered as Tenants by the Entirety.

Check this box if the account will be registered as Community Property.

Check this box if the account will be registered as Community Property with Rights of Survivorship.

Check this box if the account will be registered under a Conservatorship.

Check this box if the account will be registered under a Guardianship.

Select this box to open a standard Schwab One account.

Select this box to open a Schwab One account with margin privileges (not available for custodial, conservatorship, guardianship, or estate accounts).