The Department of Medical Assistance Services Applied Behavior Analysis Preservice Service Authorization Request Form (Effective Dates of Service 09/01/2025 and after) Instructions
This form contains 108 fields organized into 44 sections. Below is a complete list of every field, its type, and what information is expected.
| Field Name | Type | Description |
|---|---|---|
| Admission Criteria 1: Current Symptoms and Functional Impairment Description | ||
| Admission Criteria 1: Current Symptoms & Functional Impairment Description | Text |
Describe the individual's current psychiatric/behavioral symptoms and related functional impairments, including frequency, intensity and duration, and explain how these symptoms affect daily functioning (referencing corresponding CNA elements 1, 6, 7, 12).
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| Admission Criteria 2A: Communication/Pragmatic Language Difficulties Description | ||
| Admission Criteria 2A Communication/Pragmatic Language Difficulties Description | Text |
Describe the youth’s most significant non-verbal or limited functional communication and pragmatic language difficulties (including any unintelligible/echolalic speech and receptive/expressive language impairment) demonstrated within the past 30 days and how they relate to the symptoms in criteria 1. Fill only if 'Criteria 2A - Communication Impairment - Yes' is 'Yes'.
Depends on:
Criteria 2A - Communication Impairment - Yes
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| Admission Criteria 2B: Social Interaction/Reciprocity Impairment Description | ||
| 2B Social Interaction/Reciprocity Impairment Description | Text |
Describe the individual’s most significant current difficulties in social interaction, social reasoning, social reciprocity, and interpersonal relatedness, and connect these difficulties to the symptoms described in criterion 1. Fill only if 'Criteria 2B - Social Interaction Impairment - Yes' is 'Yes'.
Depends on:
Criteria 2B - Social Interaction Impairment - Yes
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| Clinical Contact | ||
| Clinical Contact Name and Credentials | Text |
Enter the full name of the clinical contact person and their professional credentials (e.g., RN, LCSW) who can provide additional clinical information.
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| Clinical Contact Phone Number | Text |
Enter the phone number where the health plan can reach the clinical contact person.
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| Criteria 2A - Communication Impairment (Yes/No and Description) | ||
| Criteria 2A - Communication Impairment - Yes | Radiobutton |
Check this box if, within the past 30 calendar days, the youth has demonstrated the communication impairment described in Criteria 2A.
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| Criteria 2A - Communication Impairment - No | Radiobutton |
Check this box if, within the past 30 calendar days, the youth has not demonstrated the communication impairment described in Criteria 2A.
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| Criteria 2B - Social Interaction Impairment (Yes/No and Description) | ||
| Criteria 2B - Social Interaction Impairment - Yes | Radiobutton |
Check this box if, within the past 30 calendar days, the youth has had a severe impairment in social interaction/social reasoning/social reciprocity and interpersonal relatedness.
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| Criteria 2B - Social Interaction Impairment - No | Radiobutton |
Check this box if, within the past 30 calendar days, the youth has not had a severe impairment in social interaction/social reasoning/social reciprocity and interpersonal relatedness.
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| Criteria C: Frequent Intense Behavioral Outbursts (Yes/No and Description) | ||
| Criteria C: Frequent intense behavioral outbursts - Yes | Radiobutton |
Check this box if the member has frequent intense behavioral outbursts that are self-injurious or aggressive toward others.
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| Criteria C: Frequent intense behavioral outbursts - No | Radiobutton |
Check this box if the member does not have frequent intense behavioral outbursts that are self-injurious or aggressive toward others.
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| Criteria D: Disruptive/Obsessive/Repetitive/Ritualized Behaviors (Yes/No and Description) | ||
| Criteria D - Yes | Radiobutton |
Check this box if the individual has disruptive, obsessive, repetitive, or ritualized behaviors that apply to this criterion.
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| Criteria D - No | Radiobutton |
Check this box if the individual does not have disruptive, obsessive, repetitive, or ritualized behaviors that apply to this criterion.
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| Current Service Start Date | ||
| Current Service Start Date | Date |
Enter the date the member's current participation in this service began.
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| Estimated Discharge Date | ||
| Estimated Discharge Date | Date |
Enter the best estimated date this individual will be discharged from this service.
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| Family Members/Caregivers Available for ABA Participation | ||
| Family Members/Caregivers Available for ABA Participation | Text |
Enter the names and relationship to the youth for any family members or caregivers who are available to participate in ABA services.
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| Fifth Service Line (CPT 97157) Totals and Notes | ||
| Fifth Service Line (CPT 97157) Total Daily Hours/Days per Week | Text |
Enter the total hours per day and number of days per week requested for CPT 97157 (e.g., hours/day and days/week).
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| Fifth Service Line (CPT 97157) Total Weekly Hours | Number |
Enter the total number of service hours requested per week for CPT 97157.
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| Fifth Service Line (CPT 97157) Total Hours | Number |
Enter the total number of hours requested for CPT 97157 for the full authorization period.
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| Fifth Service Line (CPT 97157) Total Units Requested | Number |
Enter the total number of units requested for CPT 97157 for the full authorization period.
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| Fifth Service Line (CPT 97157) Notes | Text |
Provide any additional notes or explanations related to the CPT 97157 service request.
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| First ABA Treatment Period (Provider / Dates of Service / Outcomes) | ||
| First ABA Treatment Period Provider | Text |
Enter the name of the provider or organization that delivered the first ABA (Applied Behavior Analysis) treatment period within the past 12 months.
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| First ABA Treatment Period Dates of Service | Date |
Enter the start and end dates (or overall date range) when ABA services were provided during the first treatment period.
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| First ABA Treatment Period Outcomes | Text |
Describe the outcomes or results of the first ABA treatment period (e.g., progress made, goals met, response to treatment, or reason for discharge).
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| First Service Line (CPT 97153) Totals and Notes | ||
| First Service Line (CPT 97153) - Total Daily Hours/Days per Week | Text |
Enter the total amount of service provided per day and the number of days per week requested for CPT 97153.
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| First Service Line (CPT 97153) - Total Weekly Hours | Number |
Enter the total number of hours per week being requested for CPT 97153.
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| First Service Line (CPT 97153) - Total Hours Requested | Number |
Enter the total number of hours requested for CPT 97153 across the entire requested time period.
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| First Service Line (CPT 97153) - Total Units Requested | Number |
Enter the total number of units requested for CPT 97153 for the full requested time period.
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| First Service Line (CPT 97153) - Notes | Text |
Provide any notes or additional details relevant to the CPT 97153 service request.
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| Fourth Service Line (CPT 97156) Totals and Notes | ||
| Fourth Service Line Total Daily Hours/Days Per Week | Text |
Enter the total daily service hours and number of service days per week requested for CPT 97156.
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| Fourth Service Line Total Weekly Hours | Number |
Enter the total number of service hours requested per week for CPT 97156.
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| Fourth Service Line Total Hours (Weekly Hours × Weeks) | Number |
Enter the total service hours requested across all weeks for CPT 97156.
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| Fourth Service Line Total Units Requested | Number |
Enter the total number of units requested for CPT 97156.
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| Fourth Service Line Notes | Text |
Provide any notes or additional details supporting the request for CPT 97156.
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| General | ||
| CLEAR FORM | Button | |
| ICD-10 Diagnosis Codes (Primary and Secondary) | ||
| Primary ICD-10 Diagnosis Code | Text |
Enter the member’s primary ICD-10 diagnosis code.
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| Secondary ICD-10 Diagnosis Code(s) | Text |
Enter any secondary ICD-10 diagnosis code(s) for the member, if applicable.
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| LMHP/LABA Attestation (Assessment Date, Printed Name, Credentials, Signature Date) | ||
| Assessment Completion Date | Date |
Enter the date the assessment or applicable addendum for this service was completed.
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| Printed Name of LMHP/LABA | Text |
Enter the printed name of the LMHP (or LMHP-R/LMHP-S/LMHP-RP) or LABA who is attesting.
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| LMHP/LABA Credentials | Text |
Enter the professional credentials of the LMHP/LABA who is attesting (e.g., license type/designation).
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| Signature Date | Date |
Enter the date the LMHP/LABA signed the attestation.
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| Member & Guardian Contact | ||
| Member Phone Number | Text |
Enter the member's primary phone number.
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| Parent/Legal Guardian Name(s) | Text |
Enter the full name(s) of the member's parent(s) and/or legal guardian(s).
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| Parent/Legal Guardian Phone Number | Text |
Enter the phone number for the member's parent or legal guardian.
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| Member Address | ||
| Member Street Address | Text |
Enter the member's street address, including apartment or unit number if applicable.
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| Member City, State, ZIP | Text |
Enter the member's city, state, and ZIP code.
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| Member Identification | ||
| Member First Name | Text |
Enter the member's first name.
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| Member Last Name | Text |
Enter the member's last name.
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| Medicaid Number | Text |
Enter the member's Medicaid identification number.
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| Member Date of Birth | Date |
Enter the member's date of birth.
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| Member Plan ID Number | Text |
Enter the member's plan ID number.
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| Member Information | ||
| Gender | Combobox |
Enter the member's gender (e.g., Male, Female, Other) as recorded in their medical or enrollment records.
Other
Male
Female
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| Other Medical/Behavioral Health Concerns (Details/Explanation) | ||
| Other Medical/Behavioral Health Concerns - Details/Explanation | Text |
Provide details explaining any other medical or behavioral health concerns (e.g., substance use issues, personality disorders, dementia, cognitive impairments) that could impact services. Fill only if 'Other medical/behavioral health concerns - Yes' is 'Yes'.
Depends on:
Other medical/behavioral health concerns - Yes
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| Other Medical/Behavioral Health Concerns (Yes/No and Explanation) | ||
| Other medical/behavioral health concerns - Yes | Radiobutton |
Check this box if the member has other medical or behavioral health concerns (e.g., substance use issues, personality disorders, dementia, cognitive impairments) that could impact services.
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| Other medical/behavioral health concerns - No | Radiobutton |
Check this box if the member does not have any other medical or behavioral health concerns that could impact services.
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| Preliminary Treatment Goal #1 (Related to Symptoms Above) | ||
| Preliminary Treatment Goal #1 | Text |
Enter the first preliminary treatment goal related to the symptoms above, including when/under what conditions interventions will be provided via telemedicine versus in-person services and, if telemedicine is recommended, the clinical evidence supporting its appropriateness.
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| Preliminary Treatment Goal #2A (Related to Communication Difficulties) | ||
| Preliminary Treatment Goal #2A | Text |
Enter the preliminary treatment goal addressing the individual’s communication difficulties, including when/under what conditions interventions will be provided (telemedicine vs. in-person) and, if telemedicine is recommended, the clinical evidence supporting its appropriateness. Fill only if 'Criteria 2A - Communication Impairment - Yes' is 'Yes'.
Depends on:
Criteria 2A - Communication Impairment - Yes
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| Preliminary Treatment Goal #2B (Related to Social Interaction Difficulties) | ||
| Preliminary Treatment Goal #2B | Text |
Enter the preliminary treatment goal addressing the individual’s social interaction, social reasoning/reciprocity, and interpersonal relatedness difficulties, including any notes on whether services will be provided via telemedicine or in-person and the clinical rationale for telemedicine if recommended. Fill only if 'Criteria 2B - Social Interaction Impairment - Yes' is 'Yes'.
Depends on:
Criteria 2B - Social Interaction Impairment - Yes
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| Progress/Recovery Narrative Responses | ||
| Barriers to Progress/Recovery | Text |
Describe the barriers to progress/recovery identified by the individual, their natural supports, and/or the service provider.
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| Needed Outreach/Services/Supports for Progress/Recovery | Text |
Describe the types of outreach, additional formal services, natural supports, or resources that will be necessary to reach progress/recovery.
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| Discharge Level-of-Care Vision | Text |
Describe the anticipated level of care the individual may need at discharge from this service.
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| Provider General Contact | ||
| Provider Phone Number | Text |
Enter the provider’s main phone number for general contact.
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| Provider Email Address | Text |
Enter the provider’s general email address for communications about this request.
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| Provider Fax Number | Text |
Enter the provider’s fax number for sending or receiving documents related to this request.
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| Provider Organization Identifiers | ||
| Organization Name | Text |
Enter the legal name of the provider organization.
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| Group NPI | Text |
Enter the provider organization’s Group National Provider Identifier (NPI).
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| LBA/LMHP NPI | Text |
Enter the National Provider Identifier (NPI) for the LBA/LMHP associated with this request.
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| Provider Tax ID | Text |
Enter the provider organization’s Tax Identification Number (TIN).
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| Provider Servicing Address | ||
| Provider Servicing Street Address | Text |
Enter the provider’s servicing street address (street number, street name, and suite/unit if applicable).
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| Provider Servicing City, State, ZIP | Text |
Enter the city, state, and ZIP code for the provider’s servicing address.
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| Recovery & Discharge Planning (Progress/Recovery Description) | ||
| Progress/Recovery Description | Text |
Describe what meaningful progress and recovery would look like for this individual, including observable improvements and outcomes that indicate readiness for discharge or a lower level of care.
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| Requested Service Date Range (From/To) | ||
| Requested Service Date Range From | Date |
Enter the start date for the requested service period.
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| Requested Service Date Range To | Date |
Enter the end date for the requested service period.
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| Retro Review Request (Yes/No) | ||
| Retro Review Request - Yes | Radiobutton |
Check this box if the request is being submitted as a retro review request.
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| Retro Review Request - No | Radiobutton |
Check this box if the request is not being submitted as a retro review request.
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| Schedule (20 Hours or more) | ||
| Schedule (20 Hours or more) | Text |
Enter the detailed schedule for services totaling 20 hours or more (e.g., days of week, times, and hours). Fill only if 'Total Weekly Hours' is '20 hours or more (80 units) per week'.
Depends on:
First Service Line (CPT 97153) - Total Weekly Hours
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| Schedule (20 Hours or more) Notes | Text |
Provide any additional notes or comments related to the 20-hours-or-more schedule. Fill only if 'Total Weekly Hours' is '20 hours or more (80 units) per week'.
Depends on:
First Service Line (CPT 97153) - Total Weekly Hours
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| Second ABA Treatment Period (Provider / Dates of Service / Outcomes) | ||
| Second ABA Treatment Period Provider | Text |
Enter the name of the provider who delivered the second ABA treatment period within the past 12 months.
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| Second ABA Treatment Period Dates of Service | Text |
Enter the dates of service for the second ABA treatment period (the service date range when treatment was provided).
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| Second ABA Treatment Period Outcomes | Text |
Describe the outcomes or results of the second ABA treatment period, including progress achieved or response to treatment.
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| Second Service Line (CPT 97154) Totals and Notes | ||
| Second Service Line (CPT 97154) Total Daily Hours/Days per Week | Text |
Enter the typical daily service hours and number of service days per week requested for the second service line (CPT 97154).
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| Second Service Line (CPT 97154) Total Weekly Hours | Number |
Enter the total number of service hours requested per week for the second service line (CPT 97154).
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| Second Service Line (CPT 97154) Total Hours Requested | Number |
Enter the total service hours requested for the entire authorization period for the second service line (CPT 97154).
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| Second Service Line (CPT 97154) Total Units Requested | Number |
Enter the total number of units requested for the entire authorization period for the second service line (CPT 97154).
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| Second Service Line (CPT 97154) Notes | Text |
Provide any additional notes or clarifying details related to the second service line (CPT 97154).
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| Section C - Frequent Intense Behavioral Outbursts (Description & Treatment Goal #2C) | ||
| Section C - Behavioral Outbursts Description | Text |
Describe the youth’s frequent intense behavioral outbursts that are self-injurious or aggressive, including repeated occurrences and how they endanger self/others, are difficult to control, cause distress, or negatively affect health. Fill only if 'Criteria C: Frequent intense behavioral outbursts - Yes' is 'Yes'.
Depends on:
Criteria C: Frequent intense behavioral outbursts - Yes
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| Section C - Preliminary Treatment Goal #2C | Text |
Enter the preliminary treatment goal related to the intensive behavioral outbursts, including planned intervention conditions (telemedicine vs. in-person scheduling) and clinical evidence supporting telemedicine if recommended. Fill only if 'Criteria C: Frequent intense behavioral outbursts - Yes' is 'Yes'.
Depends on:
Criteria C: Frequent intense behavioral outbursts - Yes
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| Section D - Disruptive/Obsessive/Repetitive/Ritualized Behaviors (Description & Treatment Goal #2D) | ||
| Section D - Behavior Difficulties Description | Text |
Describe the individual’s most significant disruptive, obsessive, repetitive, or ritualized behaviors and connect them to the symptoms described in criteria 1. Fill only if 'Criteria D - Yes' is 'Yes'.
Depends on:
Criteria D - Yes
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| Section D - Preliminary Treatment Goal #2D | Text |
Enter the preliminary treatment goal addressing disruptive, obsessive, repetitive, or ritualized behaviors, including when/under what conditions telemedicine will be used versus in-person services and the clinical rationale for telemedicine if recommended. Fill only if 'Criteria D - Yes' is 'Yes'.
Depends on:
Criteria D - Yes
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| Sensory Integration Difficulties & Treatment Goal | ||
| Section E - Sensory Integration Difficulties Description | Text |
Describe the individual’s most significant sensory integration difficulties and explain how they relate to the symptoms described in Criteria 1. Fill only if 'Difficulty with sensory integration - Yes' is 'Yes'.
Depends on:
Difficulty with sensory integration - Yes
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| Preliminary Treatment Goal #2E - Sensory Integration Goal | Text |
Enter a treatment goal addressing the sensory integration difficulties, including when/under what conditions telemedicine will be used, when services will be in-person, and any clinical evidence supporting the appropriateness of telemedicine if recommended.
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| Sensory Integration Difficulty (Yes/No) and Description | ||
| Difficulty with sensory integration - Yes | Radiobutton |
Check this box if the individual has difficulty with sensory integration.
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| Difficulty with sensory integration - No | Radiobutton |
Check this box if the individual does not have difficulty with sensory integration.
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| Seventh Service Line (CPT 0373T) Totals and Notes | ||
| Seventh Service Line (0373T) Total Daily Hours/Days per Week | Text |
Enter the total number of hours per day and the number of days per week requested for CPT 0373T.
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| Seventh Service Line (0373T) Total Weekly Hours | Number |
Enter the total number of service hours per week requested for CPT 0373T.
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| Seventh Service Line (0373T) Total Hours (Weekly Hours × Weeks) | Number |
Enter the total number of hours requested for CPT 0373T for the full authorization period.
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| Seventh Service Line (0373T) Total Units Requested | Number |
Enter the total number of units requested for CPT 0373T for the full authorization period.
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| Seventh Service Line (0373T) Notes | Text |
Provide any additional notes or explanations related to the requested CPT 0373T services and totals.
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| Sixth Service Line (CPT 97158) Totals and Notes | ||
| Sixth Service Line (CPT 97158) Total Daily Hours/Days Per Week | Number |
Enter the total number of hours per day and number of days per week requested for CPT 97158 services.
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| Sixth Service Line (CPT 97158) Total Weekly Hours | Number |
Enter the total number of service hours requested per week for CPT 97158.
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| Sixth Service Line (CPT 97158) Total Hours Requested | Number |
Enter the total hours requested for CPT 97158 across the full authorization period.
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| Sixth Service Line (CPT 97158) Total Units Requested | Number |
Enter the total number of units requested for CPT 97158 for the full authorization period.
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| Sixth Service Line (CPT 97158) Notes | Text |
Provide any additional notes or explanations related to the CPT 97158 service request and totals.
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| Third Service Line (CPT 97155) Totals and Notes | ||
| Third Service Line (CPT 97155) Total Daily Hours/Days per Week | Number |
Enter the total daily hours and number of days per week requested for the third service line (CPT 97155).
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| Third Service Line (CPT 97155) Total Weekly Hours | Number |
Enter the total number of hours per week requested for the third service line (CPT 97155).
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| Third Service Line (CPT 97155) Total Hours Requested | Number |
Enter the total hours requested across the full authorization period for the third service line (CPT 97155).
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| Third Service Line (CPT 97155) Total Units Requested | Number |
Enter the total number of units requested for the third service line (CPT 97155).
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| Third Service Line (CPT 97155) Notes | Text |
Provide any notes or additional details related to the requested third service line (CPT 97155).
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