Rollover Request — 529 College Savings Plan Completed Form Examples and Samples
Explore real-world examples and samples of a completed Rollover Request for a 529 College Savings Plan. Learn how to properly fill out a 529 rollover form, change beneficiaries, transfer funds between plans, and avoid tax penalties with our detailed, step-by-step filled form examples.
Rollover Request — 529 College Savings Plan Example – Parent Rolling Over Funds to a Sibling Beneficiary
How this form was filled:
A parent initiates a full rollover of a 529 College Savings Plan from one child's account to a sibling's existing 529 plan after the original beneficiary received a scholarship. The account owner, current plan details, receiving plan information, and new beneficiary are all properly completed. The form is signed and dated in 2026.
Information used to fill out the document:
- Account Owner Name: Margaret L. Thompson
- Account Owner Social Security Number (SSN): XXX-XX-7842
- Account Owner Date of Birth: 03/14/1978
- Account Owner Address: 4721 Elmwood Drive, Columbus, OH 43215
- Account Owner Phone Number: (614) 555-0193
- Account Owner Email: [email protected]
- Current Beneficiary Name: Tyler J. Thompson
- Current Beneficiary SSN: XXX-XX-3365
- Current Beneficiary Date of Birth: 08/22/2003
- Current Plan Name: Ohio CollegeAdvantage 529 Plan
- Current Plan Account Number: OH-529-00847261
- Rollover Type: Full Rollover (entire account balance)
- Rollover Amount: $28,450.00
- Reason for Rollover: Beneficiary received a full academic scholarship
- New Beneficiary Name: Emma R. Thompson
- New Beneficiary SSN: XXX-XX-5591
- New Beneficiary Date of Birth: 05/09/2006
- New Beneficiary Relationship to Account Owner: Daughter
- Relationship Between Old and New Beneficiary: Siblings (qualifying family member)
- Receiving Plan Name: Illinois Bright Start 529 Plan
- Receiving Plan Account Number: IL-BS-00374892
- Receiving Plan Mailing Address: P.O. Box 19245, Chicago, IL 60619
- Transfer Method: Direct rollover to receiving plan
- Signature: Margaret L. Thompson
- Date Signed: 02/10/2026
What this filled form sample shows:
- Full account balance rollover of $28,450.00 from one 529 plan to another across different states
- Properly documented beneficiary change from sibling to sibling, qualifying as a tax-free rollover under IRS rules
- Clear notation of scholarship as the reason for rollover, supporting the tax-exempt nature of the transfer
- Accurate current plan and receiving plan details including account numbers and mailing address
- Correct identification of the family member relationship between old and new beneficiary
- Properly formatted account owner information including SSN, date of birth, and contact details
- Form signed and dated with a 2026 authorization date confirming owner consent
Form specifications and details:
| Use Case: | Full 529-to-529 rollover to a sibling beneficiary following a scholarship award |
| Rollover Type: | Full balance direct rollover |
| Transfer Direction: | Out-of-state plan to out-of-state plan (Ohio to Illinois) |
| Tax Treatment: | Tax-free rollover — sibling qualifies as a family member under IRC Section 529 |
| Beneficiary Change: | Yes — from Tyler J. Thompson to Emma R. Thompson |
| Scholarship Exception Applied: | Yes — original beneficiary received a full academic scholarship |
| Form Purpose: | Authorize the liquidation and transfer of 529 plan assets to a new plan and beneficiary |
| Typical Processing Time: | 7–10 business days after receiving plan accepts the request |
| Supporting Documents Required: | Scholarship award letter, new plan account confirmation |
Created: February 25, 2026 05:49 AM
